Browsing Lawfinder Blogs: Banking and Finance
Results 1 - 4 of 4
Blogs: Banking and Finance
Publisher: Herbert Smith Freehills LLP
Know-how blog where you will find the latest developments on financial services regulatory and corporate crime topics.
Hong Kong Court of Final Appeal quashes conviction of TVB manager in high profile bribery case
Bank win in mis-selling case confirmed by Hong Kong’s highest court
Hong Kong court convicts and sentences former Chief Executive
Recent SFC actions highlight increased regulatory focus on directors in Hong Kong, including INEDs
Hong Kong SFC urges intermediaries to review compliance with AML/CFT requirements following identification of deficiencies
U.S. administration imposes limited new sanctions against Iran
Hong Kong regulators issue guidance to sponsors, underwriters and placing agents on GEM initial public offerings
Corporate Crime Monthly Update January 2017
Aims to help advisors and compliance teams better know and understand the rules so that they are in a position to help their stakeholders play better. In a good way.
Weekly highlights—23 March 2017
Weekly highlights—16 March 2017
Legal uncertainty in the financial markets: how can the courts assist?
Weekly highlights—9 March 2017
Implementing the revised EU Payment Services Directive
Weekly highlights—2 March 2017
The criteria of a durable medium (BAWAG PSK Bank für Arbeit und Wirtschaft und Österreichische Postsparkasse AG v Verein für Konsumenteninformation)
Weekly highlights—23 February 2017